-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O23ylbNjAWYhy6l950s35dAg1T4RStqE5ZBk0fA7/RY2PXIngm5/hRTdqvbSLVvq L4LNIA0+GRgf0E0348lJWA== 0000931731-98-000008.txt : 19980121 0000931731-98-000008.hdr.sgml : 19980121 ACCESSION NUMBER: 0000931731-98-000008 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980120 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACC PRIVATE EQUITIES INC CENTRAL INDEX KEY: 0000923808 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 421421406 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-45963 FILM NUMBER: 98508783 BUSINESS ADDRESS: STREET 1: 101 SECOND ST SE STREET 2: STE 800 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 BUSINESS PHONE: 3193638249 MAIL ADDRESS: STREET 1: 101 SECOND STREET SE STREET 2: SUITE 800 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZIONS BANCORPORATION /UT/ CENTRAL INDEX KEY: 0000109380 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 870227400 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: SUITE 1380 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 8015244787 MAIL ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: SUITE 1380 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS UTAH BANCORPORATION DATE OF NAME CHANGE: 19870615 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS FIRST NATIONAL INVESTMENT CO DATE OF NAME CHANGE: 19660921 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9 )* MACC Private Equities Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 552 617 102 ---------------------------------- (CUSIP Number) W. David Hemingway, Zions Bancorporation, 1380 Kennecott Building, Salt Lake City, Utah 84133 (801) 524-4787 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 15, 1998 --------------------------------- (Date of Event which Requires Filing of this Statement) If a filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Item 5. Interest in Securities of the Issuer. (a) The Bank currently holds and Zions may be deemed to hold through the Bank, for purposes of this report on Schedule 13D, the beneficial ownership of 222,888 shares of Common Stock, which the Bank and Zions believe represents approximately 21.4395% of the outstanding shares of Common Stock. (b) Zions may be deemed to share the power to vote or direct the vote and to dispose or to direct the disposition of the 222,888 shares of Common Stock held by the Bank. (C) On October 7, 1997, the Bank purchased 850 shares of Common Stock at a cost of $8,302.50 ($9.768 per share). On October 17, 1997, the Bank purchased 850 shares of Common Stock at a cost of $8,500.00 ($10 per share). On October 24, 1997, the Bank purchased 2,200 shares of Common Stock at a cost of $22,275.00 ($10.125 per share). On November 7, 1997, the Bank purchased 1,600 shares of Common Stock at a cost of $15,600.00 ($9.75 per share). On November 14, 1997, the Bank purchased 1,700 shares of Common Stock at a cost of $16,377.50 ($9.633824 per share). On December 3, 1997, the Bank purchased 2,500 shares of Common Stock at a cost of $23,765.00 ($9.506 per share). On December 12, 1997, the Bank purchased 2,500 shares of Common Stock at a cost of $23,750.00 ($9.5 per share). On December 31, 1997, the Bank purchased 13,200 shares of Common Stock at a cost of $120,465.00 ($9.126136 per share). On January 12, 1998, the Bank purchased 3,200 shares of Common Stock at a cost of $28,800.00 ($9 per share). On January 14, 1998, the Bank purchased 1,900 shares of Common Stock at a cost of $17,233.75 ($9.070395 per share). In each case of purchase, the shares were acquired in the ordinary course of business in transactions on the open market. To the best knowledge of Zions and the Bank, none of the persons listed on Schedule I-A or Schedule I-B attached hereto has effected any transactions in Common Stock during the past 60 days. Page 4 of 10 SIGNATURE After due inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: January 15, 1998 ZIONS BANCORPORATION By: /s/Dale M. Gibbons ------------------------------------ Name: Dale M. Gibbons Title: Senior Vice President, Chief Financial Officer and Secretary Page 5 of 10 SIGNATURE After due inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: January 15, 1998 ZIONS FIRST NATIONAL BANK By: /s/Dale M. Gibbons ------------------------------------ Name: Dale M. Gibbons Title: Executive Vice President, Chief Financial Officer, and Secretary Page 6 of 10 -----END PRIVACY-ENHANCED MESSAGE-----